Commission Implementing Regulation (EU) 2022/193 of 17 November 2021 amending the implementing technical standards laid down in Implementing Regulation (EU) No 926/2014 laying down standard forms, templates and procedures as regards the information to be notified when exercising the right of establishment and the freedom to provide servicesText with EEA relevance.

Article 92(3), points (a) and (f)

[data as reported in row 040 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014][data as reported in row 040 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014]

Total risk exposure amount for settlement/delivery

Article 92(3), point (c) (ii), and Article 92(4), point (b)

[data as reported in row 490 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014][data as reported in row 490 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014]

Total risk exposure amount for position, foreign exchange and commodities risks

Article 92(3), points (b)(i), (c)(i) and (c)(iii), and Article 92(4), point (b)

[data as reported in row 520 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014][data as reported in row 520 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014]

Total risk exposure amount for operational risk

Article 92(3), point (e), and Article 92(4), point (b)

[data as reported in row 590 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014][data as reported in row 590 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014]

Additional risk exposure amount due to fixed overheads

Article 92(3), point (b)(ii), and Articles 395 to 401

[data as reported in row 680 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014][data as reported in row 680 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014]

Other risk exposure amounts

Articles 3, 458, 459 and 500 and risk exposure amounts which cannot be assigned to one of the other items of this table

[data as reported in row 690 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014][data as reported in row 690 in Template 2 of Annex I to Implementing Regulation (EU) No 680/2014]

Annex

ANNEX IV

Form for the notification of a change which concerns a planned termination of the operation of a branch

Name of the contact person at the credit institution or branch:Telephone number:Email:Address of the competent authorities of the home Member State:Address of the competent authorities of the host Member State:[Date][Ref:]Submission of a change which concerns a planned termination of the operation of a branch[The notification shall contain the following information:

name and national reference code of the credit institution as available in the credit institution register maintained by the EBA;

LEI of the credit institution;

name of the branch in the territory of the host Member State;

competent authorities responsible for the authorisation and supervision of the credit institution;

statement on the credit institution’s intention to terminate the operation of the branch in the territory of the host Member State and the date by which the termination will be effective;

name and contact details of the persons who will be responsible for the process of terminating the operation of the branch;

estimated schedule for the planned termination;

information on the process of terminating the business relations with branch customers.]

where the branch provides activity N. 1 (Taking deposits and other repayable funds) under section 2.1.3 of Annex I, statement by the credit institution indicating the measures that have been or are being undertaken to ensure that the branch will no longer hold deposits or other repayable funds from the public through the branch after the termination of the operation of that branch.

[Contact details]

Annex

ANNEX V

Form for the submission of services passport notification

1. Contact information

Type of notificationServices passport notificationHost Member State in which the credit institution intends to carry out its activities:Name and national reference code of the credit institution as available in the credit institution register maintained by the EBA:LEI of the credit institution:Address of the head office of the credit institution:Name of contact person at the credit institution:Telephone number:Email:

1. List of the activities referred to in Annex I to Directive 2013/36/EU that the credit institution will carry out in the host Member State with the indication of the activities that will constitute the core business of the credit institution in the host Member State, including the intended commencement date for each activity (as accurate as possible)

Directive (EU) 2015/2366 of the European Parliament and of the Council of 25 November 2015 on payment services in the internal market (OJ L 337, 23.12.2015, p. 35).

Does the activity referred to in point 4d include the granting of credit in accordance with Article 18(4) of Directive (EU) 2015/2366?

☐ yes ☐ no

Does the activity referred to in point 4e include the granting of credit in accordance with Article 18(4) of Directive (EU) 2015/2366?

☐ yes ☐ no

No.ActivityActivities that the credit institution intends to carry out (fill in with X)Activities that will constitute the core businessIntended start date for each activity1.Taking deposits and other repayable funds2.Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting)3.Financial leasing4.Payment services as defined in Article 4, point (3) of Directive (EU) 2015/2366 of the European Parliament and of the Council4aServices enabling cash to be placed on a payment account and all the operations required for operating a payment account4bServices enabling cash withdrawals from a payment account and all the operations required for operating a payment account

4c

Execution of payment transactions, including transfers of funds on a payment account with the user’s payment service provider or with another payment service provider:

execution of direct debits, including one- off direct debits

execution of payment transactions through a payment card or a similar device

execution of credit transfers, including standing orders

4d

Execution of payment transactions where the funds are covered by a credit line for a payment service user:

execution of direct debits, including one- off direct debits

execution of payment transactions through a payment card or a similar device

execution of credit transfers, including standing orders

4e

Issuing of payment instruments

Acquiring of payment transactions

4fMoney remittance4gPayment initiation services4hAccount information services5.Issuing and administering other means of payment (e.g. travellers’ cheques and bankers’ drafts) insofar as such activity is not covered by point 46.Guarantees and commitments7.Trading for own account or for account of customers in any of the following:7a

money market instruments (e.g. cheques, bills, certificates of deposits)

7b

foreign exchange

7c

financial futures and options

7d

exchange and interest-rate instruments

7e

transferable securities

8.Participation in securities issues and the provision of services related to such issues9.Advice to undertakings on capital structure, industrial strategy, and related questions and advice as well as services relating to mergers and the purchase of undertakings10.Money broking11.Portfolio management and advice12.Safekeeping and administration of securities

13.Credit reference services14.Safe custody services15.Issuing electronic money

1. List of the services and activities that the credit institution intends to carry out in the host Member State, and which are provided for in Sections A and B of Annex I to Directive 2014/65/EU, when referring to the financial instruments provided for in Section C of that Annex

Financial instrumentsInvestment services and activitiesAncillary servicesA 1A 2A 3A 4A 5A 6A 7A 8A9B 1B 2B 3B 4B 5B 6B 7C1C2C3C4C5C6C7C8C9C10C11

Note 1:

Row and column headings are references to the relevant section and item numbers in Annex I to Directive 2014/65/EU (e.g. A1 refers to point 1 of Section A of Annex I)

Annex

ANNEX VI

Form for the communication of services passport notification

Competent authorities of the home Member State:Name of the relevant department:General email address of the relevant department (if any):Name of the contact person:Telephone number:Email:Address of the competent authorities of the host Member State:[Date]Ref:Communication of services passport notification[The communication shall contain the following information:

name and national reference code of the credit institution available in the credit institution register maintained by the EBA;

LEI of the credit institution;

competent authorities responsible for the authorisation and supervision of the credit institution;

statement on the credit institution’s intention to carry out activities in the territory of the host Member State in the exercise of the freedom to provide services.]

[Contact details]