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Commission Decision (EU) 2021/2121 of 6 July 2020 on records management and archives

32021D2121

Den Europæiske UnionAfgørelse2021

European Union

§ Article 17

Article 17 of Regulation (EU) 2018/1725.

, in so far as the request of the data subject does not allow for the identification of specific records without involving disproportionate administrative effort. In assessing the action to be taken on the request of the data subject and the administrative effort required, particular account shall be taken of the information provided by the data subject and the nature, scope and size of the records potentially concerned;

(b) the right to rectification

§ Article 18

Article 18 of Regulation (EU) 2018/1725.

, in so far as rectification renders it impossible to preserve the integrity and authenticity of records selected for permanent preservation in the Commission’s historical archives, without prejudice to the possibility of a supplementary statement or annotation to the record concerned, unless this proves impossible or involves disproportionate effort;

(c) the obligation to notify the rectification or erasure of personal data

§ Article 21

Article 21 of Regulation (EU) 2018/1725.

in so far as this proves impossible or involves disproportionate effort;

(d) the right to object to the processing

§ Article 23

Article 23 of Regulation (EU) 2018/1725.

, in so far as the personal data are contained in records selected for permanent preservation in the Commission’s historical archives as an integral and indispensable part of these records.

  1. The Commission shall implement appropriate safeguards to ensure compliance with Article 13 of Regulation (EU) 2018/1725. Such safeguards shall include technical and organisational measures, in particular, in order to ensure respect for the principle of data minimisation. The safeguards shall include:

(a) the files to be transferred to the Commission’s historical archives shall be selected following a case-by-case assessment according to the Commission’s retention lists. All the other files, including structured personal data files, such as personal and medical files, shall be eliminated at the end of the administrative retention period;

(b) the retention lists shall provide for the administrative elimination of certain types of records before the end of the administrative retention period. Consequently, these types of records shall not be processed for archiving purposes in the public interest;

(c) prior to processing for archiving purposes in the public interest, the directorate-general or equivalent department shall report the potential presence of records covered by Article 2(1) of Regulation (EEC, Euratom) No 354/83 in the files to be transferred to the Commission’s historical archives;

(d) before any Commission file is opened to the public, the Commission’s Historical Archives Service shall review it to verify the possible presence of records covered by the exceptions indicated in Article 2(1) of Regulation (EEC, Euratom) No 354/83, including on the basis of the signposting referred to in point (c) with the aim of protecting personal data.

  1. The Commission shall record the reasons for derogations applied pursuant to this Decision. The record and, where applicable, the documents concerning the factual or legal context shall be registered. They shall be made available to the European Data Protection Supervisor on request.
  1. The Data Protection Officer of the Commission shall be informed, as soon as possible of the application of derogations from data subject rights in accordance with this Decision. Upon request, the Data Protection Officer shall be provided with access to the associated records and any documents setting out the factual or legal context.

Article 18

Deposit of the Commission’s historical archives at the EUI

  1. The Commission’s Historical Archives Service shall provide the EUI, where possible, with access to digitised copies of records held in an analogue medium.
  1. The EUI shall be the main access point to the Commission’s historical archives that are open to the public.
  1. The Commission’s Historical Archives Service shall send the EUI descriptions of the archives deposited. In accordance with international standards and to facilitate the exchange of metadata, the Commission will promote interoperability between its archives systems and those of the EUI.
  1. The EUI acts as a processor

processor is understood within the meaning of Article 3(12) of Regulation (EU) 2018/1725.

in accordance with Article 3 of Regulation (EU) 2018/1725, under instructions from the Commission, which acts as the controller

controller is understood within the meaning of Article 3(8) of Regulation (EU) 2018/1725.

of personal data contained in its historical archives, deposited at the EUI. The Commission’s Historical Archives Service provides, on behalf of the Commission, the necessary instructions for the processing of personal data contained in the Commission’s deposited archives by the EUI and monitors its performance.

  1. Classified information shall not be deposited at the EUI.

CHAPTER IV

GOVERNANCE AND IMPLEMENTATION

Article 19

Governance at Commission level

  1. Each director-general or head of department shall put in place the necessary organisational, administrative and physical structure and provide the staff required to implement this Decision and the implementing rules by their departments.
  1. The Secretariat-General shall be responsible for ensuring that this Decision and its implementing rules are applied.
  1. The Directorate-General for Informatics shall be responsible for providing the technological infrastructure to implement this Decision.

Article 20

Network of document management officers

  1. Each director-general or head of department shall designate a document management officer to maintain a modern and efficient records management system in their department and to ensure coordination within their department, with the Secretariat-General and the other departments of the Commission.
  1. The role of the network of document management officers, chaired by the Secretariat-General, shall be to:

(a) ensure the correct and uniform application of this Decision within the directorates-general and equivalent departments;

(b) deal with any issues which may arise from its application;

(c) share the requirements of directorates-general and equivalent departments as regards training and support measures.

Article 21

Information, training and support

The Secretariat-General, in close cooperation with the Directorate-General for Informatics, the Directorate-General for Human Resources and Security and the Commission’s Historical Archives Service, shall put in place the information, training and support measures necessary to ensure the application of this Decision within the directorates-general and equivalent departments.

Article 22

Implementing rules

The Secretary-General shall draw up the implementing rules in coordination with the directorates-general and equivalent departments and shall ensure their implementation.

They shall be regularly updated taking account in particular of:

(a) developments regarding records and archives management and results of academic and scientific research, including the emergence of relevant standards;

(b) developments in information and communication technologies;

(c) the applicable rules on the probative value of electronic records;

(d) the Commission’s obligations as regards transparency, public access to documents and the opening to the public of archives;

(e) any new obligations by which the Commission may be bound;

(f) harmonisation in the presentation of records drawn up by the Commission and its departments.

Article 23

Final provision

Decision 2002/47/EC, ECSC, Euratom and Decision 2004/563/EC, Euratom have no longer effect.

Done at Brussels, 6 July 2020.

For the Commission

The President

Ursula von der Leyen

Metadata

Type
Afgørelse
År
2021
Ikrafttrædelsesdato
1. januar 1970